The national market watchdog in the United States has once again made anti-money laundering a priority as it sets out a roadmap for compliance examinations this year.
The Securities Exchange Commission (SEC) – based in Washington – has said that its Division of Examinations will continue its evaluation of AML protocols within the firms it chooses to assess – among other key areas of focus.
Subscribe now to have unlimited access
With our subscription, you will have unlimited access to the AML Intelligence site, updated daily with the latest analysis, opinion, and breaking news across the sector, newsletter delivered twice per week, access to our Global Bank Fines & Penalties database, free access to Boardroom Series and more!
