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INSIGHT: How FINRA is approaching regulation under the Trump administration

The Financial Industry Regulatory Authority (FINRA) offices in New York's financial district. REUTERS/Brendan McDermid

By SARAH BETH FELIX, Special Correspondent

FINRA coming in hot under this new administration and is wasting no time in keeping securities and investment banking firms accountable for having a reasonable AML program.

Not effective, just reasonable. While that bar may seem on the floor, at least we are seeing an effective regulatory effort.

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